In this webinar, Harris Beach partners Constantine Lizas, a former federal prosecutor and FDIC enforcement attorney, Ross Hofherr, who advises financial institutions on a host of regulatory compliance matters, and associate Adriana Baranello will address the increasing examiner scrutiny on CDD and third-party risk from fintechs and other IT third-party service providers.    

Takeaways for Financial Institutions will include:

  • An overview of increasing prominence of the CDD rule since its inception
  • How to update policies and procedures to comply with the rule
  • Managing third-party compliance and IT risks from fintechs
  • Information from the latest enforcement actions 

Harris Beach attorneys advise financial institutions on compliance matters and have handled multiple investigations involving BSA/AML violations. They know the types of problems that lead to government investigations and can help you avoid them – or help defend against them.

The webinar will be recorded for those unable to join live.