In this webinar, Harris Beach partners Constantine Lizas, a former federal prosecutor and FDIC enforcement attorney, Ross Hofherr, who advises financial institutions on a host of regulatory compliance matters, and associate Adriana Baranello will address the increasing examiner scrutiny on CDD and third-party risk from fintechs and other IT third-party service providers.
Takeaways for Financial Institutions will include:
- An overview of increasing prominence of the CDD rule since its inception
- How to update policies and procedures to comply with the rule
- Managing third-party compliance and IT risks from fintechs
- Information from the latest enforcement actions
Harris Beach attorneys advise financial institutions on compliance matters and have handled multiple investigations involving BSA/AML violations. They know the types of problems that lead to government investigations and can help you avoid them – or help defend against them.
The webinar will be recorded for those unable to join live.